SELECTION PROCESS SUMMARY
FOR
ACID MINE DRAINAGE POLLUTION ABATEMENT PROJECTS
IN PENNSYLVANIA
I. INTRODUCTION
The Department of Environmental Protection (DEP), Bureau of Mining and Reclamation, is
accepting grant project proposals for acid mine drainage (AMD) pollution abatement
projects to be funded during the period October 1, 1999 to September 30, 2000.
Projects will be supported with Clean Water Act Section 104(b)(3) funds or other
funding that may become available. Grants are to be used to fund projects that involve one
of the following:
watershed group start-up costs;
watershed surveys;
development of preliminary watershed restoration plans;
implementation of part or all of a watershed restoration plan;
AMD demonstration projects using green technologies.
Watershed activities must focus on the causes, effects, extent, prevention, reduction,
or elimination of water pollution from abandoned coal mines or related facilities.
Emphasis will be placed on a watershed approach to water quality improvements and on
projects that support this approach. Each proposal must include a description of how the
environmental impact of the project will be evaluated. Proposals should include a
long-range plan and a demonstrated commitment to efforts that will extend beyond the
proposed contractual period. Demonstration projects should have potential for statewide
application. Selection criteria will be weighted to favor AMD technology demonstration
proposals.
Watershed Group Start-Up Costs
Assistance will be targeted to groups that intend to form a new organization,
partnership, association, authority, or coalition, with the primary goal of assessing and
remediating a watershed impacted by AMD. Start-up activities include:
Legal fees associated with incorporating the group.
Purchase of support equipment such as office supplies, PCs and paper.
Collection of baseline data on the streams and abandoned mine lands (AML) features
within the designated watershed.
Watershed Surveys and Preliminary Restoration Plans
A watershed survey locates and identifies the source(s) of the AMD problem and other
pollution problems in a specific watershed and its effects on the areas resources. A
preliminary watershed restoration plan contains the specific type and estimated costs of
remediation practices which are needed to restore and maintain water quality.
Watershed Restoration Demonstration Projects
Demonstration projects must deal with some aspect of AMD pollution that has statewide
benefit. Information gained, or developed, must be easily transferable. The project must
result in practices that will reduce AMD pollution. Demonstration projects must show
integration with other agencies (other state, federal and local projects/agency activity
in the watershed) or show a strong public/private partnership. Projects must demonstrate
how specific restoration technologies will have a quantifiable effect on water quality and
must show a specific link between the technology implementation and measurable
environmental results. Load calculations, before and after monitoring data, and miles of
stream recovered are appropriate measures of results.
AMD Demonstration Projects Using Green Technology
The key characteristics of "Green" technology are energy efficiency and
natural resource conservation. This category of proposal should focus on innovations in
the area of AMD reduction.
Federal, State, or Local Funding Source Match
The funds provided as a result of this solicitation may be used to match other funds in
support of one the above four categories of project proposal. Indicate the source and
amount of funds to be matched.
II. GUIDING PRINCIPLES
Partnerships among watershed associations, the DEP, landowners, local governments,
environmental groups, and other state and federal agencies are essential to abating AMD in
an effective and efficient manner.
Priority for the use of available funds will be given to projects that have matching
sources of funds, including "in-kind" contributions.
Priority for the use of available funds will be given to projects where there are
necessary institutional arrangements for long-term operation and maintenance costs.
Priority for the use of available funds will be given to projects that have the greatest
public benefit for the least cost.
III. GOALS
To support DEP's efforts as part of Reclaim PA and PA Growing Greener to restore
Pennsylvania's AMD impacted streams and watersheds.
To support the efficient and effective coordination of AMD abatement efforts in
Pennsylvania among local citizens, watershed associations, industry, and local, state and
federal agencies so as to maximize results using limited funding.
To support the acceptance and utilization of "Pennsylvania's Comprehensive Plan for
Abandoned Mine Reclamation" (CPAMR).
To promote the restoration of land and water resources through remining.
To support the development of watershed rehabilitation plans which will support the
establishment of Total Maximum Daily Load (TMDL) assessments.
IV. SELECTION CRITERIA
Criteria (selection criteria will be weighted to favor AMD technology demonstrations
proposals)
Environmental Gain
Will the project result in long-term measurable stream water quality improvement that
will enable the re-establishment of biological communities and fish habitat?
Project's likelihood of success
Sponsor's past related experience
Can the project be completed in one year?
Does the project minimize the administrative or overhead cost in relation to
"on-the-ground" construction-related activity cost?
Community Involvement
Will the project result in the formation of a strong partnership between local watershed
groups, local, state, and federal agencies?
Will the project have other sources of matching funding?
Is funding committed for identified operations and maintenance costs?
Does the project have landowner consent?
Will the project result in a positive public response?
DEP Objectives
Will the project promote the restoration of land and water resources through remining?
Does the project support an existing comprehensive watershed rehabilitation plan?
Will the project include a public education component?
Will the project result in an approved CPAMR Watershed Rehabilitation Plan?
Is the project within a priority watershed identified on the Department's 1998 Section
303(d) report as affected by AMD from abandoned mines?
Will the project result in establishing TMDLs or implement an established TMDL?
Administrative Requirements
Are project goals, tasks, milestones and main budget categories clearly identified?
Is the proposal concise?
Does the proposal clearly identify the roles and responsibility of the participating
players?
V. PROJECT SOLICITATION/SELECTION SCHEDULE
Request for Proposals Issued (April 16 June 4, 1999)
Deadline: Proposals must be received by DEP (4:00 p.m. - June 4, 1999)
Committee Review and Recommendations (June 7 July 2, 1999)
Letters to Successful/Unsuccessful Candidates (July 30, 1999)
Expected award date of Section 104(b)(3) money to DEP from
EPA (October 1, 1999)
Finalize contract agreements (November 12, 1999)
VI. PREPARATION OF PROPOSALS
General - The following general format should be used in preparing all documents:
Minimum margins (top, bottom, left, and right) of one inch on 8.5 x 11 inch paper.
Font size shall be no smaller than 12.
Economy of Preparation - Proposals should be prepared simply and economically, providing
a straightforward, concise description of the problem and the implementation plan, and
should not exceed seven pages. (Any pages beyond the seventh will be discarded without
consideration.)
Format - All proposals need the following:
Cover Sheet:
Specify one of the five project categories identified in paragraph 1 of the
Introduction.
Project Name
County/Municipality
Watershed Name
Sponsor(s)
Address(es)
Requested Amount of Funding
Source(s) and Amount(s) of Matching Funds
Contact Person and Phone Number
Was this project submitted as an EPA 319 or Watershed Restoration and Assistance
Program (WRAP) project in 1999?
Body of Proposal (format depends on project type)
Watershed Group Start-Up Costs
Define the watershed in terms of geographical characteristics, existing AMD problems,
mining history, land use, and recreational value.
Define the objectives of the watershed group.
Scope of Work (provide on a separate sheet) - Provide a one-year schedule of specific
watershed group formation activities, target dates, data collection activities and other
objectives.
Watershed Surveys and Preliminary Watershed Restoration Plans
Project Summary - One- or two-paragraph summary of the proposed project.
Introduction
General description of watershed, including location, size, major tributaries.
Summary of what is known water quality and point and nonpoint source pollution (AMD and
others) in the watershed. Use previous studies conducted by state, federal and local
agencies that give background water quality or characterize pollution sources or potential
problem areas in the watershed. (Possible agencies to contact: PA Fish and Boat
Commission, DEP, DCNR, PDA, NRCS, Conservation Districts, USGS.)
Project Justification - Describe why this assessment should be funded. This could
include how abatement and restoration projects in this watershed fit in with nonpoint
source (NPS) management plans or CPAMR; whether watershed is identified in the
Section 303(d) report as requiring establishment of TMDLs; how information gathered
during the assessment will be used in future planning or remediation projects; what the
expected results of the project will be.
Involvement - Specify the individuals who will be responsible for collecting the data or
determining information needs and who will participate in the proposed project at various
levels. Local or regional involvement is a crucial part of the assessment. Include any
watershed associations, school groups, or community organizations that will be associated
with the proposed assessment and remediation project. This should also include initiatives
on how information will be distributed or participation in remediation will be
accomplished. Integration with federal and state agencies is also important. Appropriate
letters of intent from all associated groups should be included with the proposal.
Monitoring Plan - Water quality monitoring will be funded ONLY to fill
information/data gaps needed to do an assessment of current conditions. An EPA-approved
Quality Assurance/Quality Control Plan (QA/QC) must be prepared for any monitoring work
paid for with 104(b)(3) funds. The project applicant will prepare the QA/QC plan after the
project is selected for funding. EPA must approve the plan before any monitoring begins. A
copy of the DEP QA/QC guidance document will be attached to the contract of those
successful applicants who propose to do water quality monitoring. Water quality data
generated by the project must be submitted to the DEP with the final report in tabulated
form.
Scope of Work (provide on a separate sheet) - A one-year schedule of project tasks
should be detailed. This should include preliminary details and gathering of background
information; collection of samples and field determinations; determination of type of
abatement needed; preparation of remediation plans; education, citizens outreach and news
releases on the project.
Watershed Restoration Projects and AMD Demonstration Projects
Project Summary - One- or two-paragraph summary of the AMD technology being
demonstrated, the AMD pollution problem it will solve, the expected environmental
improvement and how AMD technology will be furthered by this demonstration.
Introduction - Describe the watershed (location, size, overall problems or existing
situation). Include any specially designated areas, and any other initiatives in the
watershed.
Project Description
Project Justification or Definition of Problem - Describe why project is needed,
scope of the problem and current status; how project addresses the root cause. Give
background water quality information, if available. Include, where available:
Source of AMD (i.e., surface mine discharge, deep mine discharge, refuse pile discharge,
etc.).
Chemistry data (identify source of information).
Flow data (indicate minimum and maximum flows and method of measurement).
Pollution loading to stream.
Biological data (identify source of information).
Include map(s) to show location (comparable to USGS Topo Scale 1:24000).
Scope of Work (provide on a separate sheet)
Provide one-year schedule with project tasks, dates and responsible parties listed.
Project Maintenance Plan - Provide an operation/maintenance plan describing by whom
and how the project will be operated and maintained after the project is completed.
Identify any committed funding sources for these operation and maintenance activities.
Budget
EQUIPMENT COSTS
CONSTRUCTION/SUPPLIES COSTS
Materials
Grubbing/Clearing
Excavation, grading and road construction
Pond and ditch construction
Mobilization/Demobilization
Revegetation
Other
TOTAL
$
ADMINISTRATIVE COSTS
Contracting/Accounting
Salaries/Indirect costs
Overhead
Water monitoring
Design/Survey costs
Office Supplies
Travel
Other
TOTAL
$
OPERATION AND MAINTENANCE COSTS
Ongoing operation and maintenance
Other
TOTAL
$
VII. SUBMISSION OF PROPOSALS
Mailing and Delivery Address
Applications should be mailed (U.S. Postal Service, First Class) to:
David C. Hogeman, Chief
Division of Environmental Analysis and Support
Bureau of Mining and Reclamation
PA Department of Environmental Protection
P.O. Box 8461
Harrisburg, PA 17105-8461
Or may be delivered Monday through Friday, except holidays, from 8:00 a.m. to 4:00
p.m., to:
David C. Hogeman, Chief
Division of Environmental Analysis and Support
Bureau of Mining and Reclamation
PA Department of Environmental Protection
5th Floor, Rachel Carson State Office Building
400 Market Street
Harrisburg, PA 17101-2301
Deadline for receipt of proposals at the Bureau of Mining and Reclamation is 4:00 p.m.,
June 4, 1999.
Proposal shall be considered timely if it is received at the specified location
on, or before, the established deadline date and time.
VIII. REPORTING REQUIREMENTS
Status Reports
A work status report shall be submitted on a quarterly basis on standard format provided
by DEP. The report shall outline the completion status for each work element, give reason
for significant deviations from the scheduled plan of work and how such deviations will be
corrected, and identify what activities will be performed in the next quarter.
Final Reports
Watershed Group Start-Up
Define the accomplishment of your organization in terms of number of meetings, number of
members, and interaction with other government and local organizations.
If a watershed restoration plan was formulated, provide a copy of that plan.
If new monitoring data was collected or existing water quality was analyzed, provide a
data summary.
What are this organizations future plans and objectives.
Watershed Surveys and Preliminary Restoration Plans
Identify the AMD pollution sources evaluated by the watershed survey.
What are the estimated treatment costs and remediation practices necessary to neutralize
the major pollution sources and restore water quality.
Prioritize your list of remediation activities based on long-term operation and
maintenance responsibility. If your organization could only manage one or two projects,
there is no point in planning five or six projects.
Compare your accomplishment with the scope of work contained in your contract with DEP.
Watershed Restoration and AMD Demonstration Projects
Define the characteristics of the actual construction and equipment set in place so that
successful projects may be duplicated.
What reduction in AMD was accomplished. Provide specific data to support your
evaluation.
What technical modifications to your project should be implemented on future projects.
Was this demonstration project successful or should this technology be terminated.
Compare your accomplishment with the scope of work contained in your contract with DEP.
IX. REIMBURSEMENT PROCESS
Payments will be made for reimbursements of actual costs, not to exceed a predetermined
amount, incurred by the sponsor upon presentation of properly certified documents.
Standard Invoice forms will be supplied by this agency.
X. LIMITATIONS OF FUNDING
The DEP reserves the right to support, or not to support, in whole or in part, any or
all applications received, and to determine the number of awards to be made through the
solicitation, subject to funds available.
Questions and Comments can be E-mailed to
Dilissio.Louis@dep.state.pa.us
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