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Background

Pennsylvania’s Major Watersheds

Section 96.8 - Trading Regulation

Credit Generation Process

Offset Generation Process

Request for Certification

Calculations

Use of Credits and Offsets

Certified Projects

Contract/Trade Information

Verification Information

Registration Information

Nutrient Credit Clearinghouse

NutrientNet

Cost-effective Review Examples

Fact Sheet

Questions

Request for Certification (Proposal Submission)

A person who wishes to have a pollutant reduction activity certified by the Department to generate credits must submit a written request for certification in the format required by the program. Currently this request can be submitted as a word/pdf document with the calculation spreadsheets being an appendix to the document. This written request is often referred to as a proposal.

The request for certification must contain information sufficient to demonstrate the following:

  • That the location where the pollutant reduction activity will be implemented will meet applicable eligibility requirements (namely, baseline and threshold) and will continue to meet those requirements throughout the applicable term of the certification.
  • That the pollutant reduction activity will meet acceptable standards for construction and performance, including operation and maintenance, throughout the applicable term of the certification.
  • That the calculation requirements have been met.
  • That the implementation of the pollutant reduction activity will be verified as described in the verification plan.

The request for certification must contain the following additional information:

  • A detailed description of how the credits will be generated by the pollutant reduction activity, including calculations, assumptions and photos.
  • A map illustrating the locations of the proposed pollutant reduction activity.
  • Details on the timing of credits, such as the timing of credit generation and delivery, timing of a phase-in period and the time frame for sale and use of credits toward permit effluent limits.
    • Note: Information on any anticipated or projected growth should be included.
  • The water quality classification under Chapter 93 (relating to water quality standards), and any applicable impairment listings under section 303(d) of the Federal Water Pollution Control Act (33 U.S.C.A. § 1313(d)), for the receiving stream segment nearest the location of the proposed pollutant reduction activity.
  • Information on sources of funding used to pay for any portion of the pollutant reduction activity, including the dollar amount and any conditions and restrictions regarding the use of the funds toward the generation or sale of credits.
  • A description of how risks of failure of the pollutant reduction activity will be managed, such as the use of financial guarantee mechanisms, contractual arrangements, insurance products or reduction of the concentration of projects in a particular sub-watershed.
  • A description of preservation and conservation easements on lands where the pollutant reduction activity is to be implemented.
  • Identification of notations on documents submitted in the request which the person submitting the request claims to be confidential business information or a protected trade secret protected from disclosure by law, and a justification for the claims.
  • The name of the person submitting the request and the names of the participants involved in the pollutant reduction activity.
  • The professional qualifications of the persons who completed the calculations, conducted the baseline and threshold determinations or otherwise contributed to the technical merits of the request.
  • Contact information for the person submitting the request.

The information outlined on this website is intended to supplement existing requirements. Nothing on this site shall affect regulatory requirements. The information herein is not an adjudication or a regulation. There is no intent on the part of the Department to give the information on this website that weight or deference. This information establishes the framework, within which the Department will exercise its administrative discretion in the future. The Department reserves the discretion to deviate from this statement if circumstances warrant.

P.O. Box 8465
400 Market Street, 11th Floor
Harrisburg, PA 17105-2063
Phone:  (717) 772-4785
Fax:  (717) 783-4690